SEC Form 4 · accession 0001209191-18-022003
Audentes Therapeutics, Inc. · BOLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis G Lange
Director
Period of report
Mar 26, 2018
Accepted (ET)
Mar 28, 2018 · 9:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001628738
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 26, 2018 | S | 11,568 | $29.00 | D | 414,231 | D | |
| Common StockF4 | Mar 26, 2018 | S | 6,700 | $29.57 | D | 407,531 | D | |
| Common StockF5 | Mar 26, 2018 | S | 1,732 | $29.95 | D | 405,799 | D | |
| Common StockF6,F7 | Mar 26, 2018 | S | 500 | $28.284 | D | 10,055 | I | By Adrienne M. MacMillan Revocable Trust |
| Common StockF8,F7 | Mar 26, 2018 | S | 500 | $29.464 | D | 9,555 | I | By Adrienne M. MacMillan Revocable Trust |
| Common StockF9,F10 | Mar 26, 2018 | S | 600 | $28.38 | D | 21,078 | I | By Amygdala Lange Trust |
| Common StockF11,F10 | Mar 26, 2018 | S | 400 | $29.5725 | D | 20,678 | I | By Amygdala Lange Trust |
| Common StockF12,F13 | Mar 26, 2018 | S | 517 | $28.3206 | D | 4,041 | I | By Lange Minor's Trust |
| Common StockF14,F13 | Mar 26, 2018 | S | 483 | $29.5695 | D | 3,558 | I | By Lange Minor's Trust |
| Common StockF15,F16 | Mar 26, 2018 | S | 18,400 | $28.3514 | D | 68,943 | I | By Asset Management Ventures Fund, L.P. |
| Common StockF17,F16 | Mar 26, 2018 | S | 6,600 | $29.2655 | D | 62,343 | I | By Asset Management Ventures Fund, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F10The reporting person's domestic partner is the trustee of the Amygdala Lange Trust. The reporting person disclaims beneficial ownership of such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.
- F11Represents the weighted average sale price. The lowest price at which shares were sold was $29.28 and the highest price at which shares were sold was $29.96.
- F12Represents the weighted average sale price. The lowest price at which shares were sold was $27.94 and the highest price at which shares were sold was $28.75.
- F13The reporting person's domestic partner is the trustee of the Lange Minor's Trust. The reporting person disclaims beneficial ownership of such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.
- F14Represents the weighted average sale price. The lowest price at which shares were sold was $29.03 and the highest price at which shares were sold was $29.97.
- F15Represents the average weighted sale price. The lowest price at which shares were sold was $27.91 and the highest price at which shares were sold was $28.89.
- F16The reporting person is a general partner of Asset Management Ventures Fund, L.P. ("AMVF L.L.P."), and has shared voting and dispositive power over the shares held by AMVF L.L.P. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F17Represents the average weighted sale price. The lowest price at which shares were sold was $28.92 and the highest price at which shares were sold was $29.86.
- F2Represents the weighted average sale price. The lowest price at which shares were sold was $27.90 and the highest price at which shares were sold was $28.89. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), (8), (9), (11), (12), (14), (15) and (17) to this Form 4.
- F3Of the shares sold in this transaction, 3,432 shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F4Represents the weighted average sale price. The lowest price at which shares were sold was $28.92 and the highest price at which shares were sold was $29.92.
- F5Represents the weighted average sale price. The lowest price at which shares were sold was $29.93 and the highest price at which shares were sold was $29.99.
- F6Represents the weighted average sale price. The lowest price at which shares were sold was $27.95 and the highest price at which shares were sold was $28.72.
- F7The reporting person's domestic partner is the trustee of the Adrienne M. MacMillan Revocable Trust. The reporting person disclaims beneficial ownership of such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.
- F8Represents the weighted average sale price. The lowest price at which shares were sold was $29.03 and the highest price at which shares were sold was $29.96.
- F9Represents the weighted average sale price. The lowest price at which shares were sold was $27.94 and the highest price at which shares were sold was $28.88.