SEC Form 4 · accession 0001209191-16-133848

Audentes Therapeutics, Inc. · BOLD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Louis G Lange

Director

Period of report

Jul 25, 2016

Accepted (ET)

Jul 25, 2016 · 5:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001628738

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jul 25, 2016	C	9,000	—	A	475,799	D
Common Stock^F1,F2	Jul 25, 2016	C	13,400	—	A	87,343	I	By Asset Management Ventures Fund, L.P.
Common Stock^F1,F3	Jul 25, 2016	C	2,233	—	A	14,555	I	By Camp Lowell Partners, LLC
Common Stock^F4	holding	—	—		—	25,678	I	By Amygdala Lange Trust
Common Stock^F5	holding	—	—		—	8,558	I	By Lange Minors? Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series B Preferred Stock^F1	—	Jul 25, 2016	C	9,000	D	—	—	Common Stock	9,000	D
Series B Preferred Stock^F1,F2	—	Jul 25, 2016	C	13,400	D	—	—	Common Stock	13,400	I
Series B Preferred Stock^F1,F3	—	Jul 25, 2016	C	2,233	D	—	—	Common Stock	2,233	I

Explanation of responses

F1Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on July 25, 2016 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-208842) under the Securities Act of 1933, as amended, and had no expiration date.
F2The reporting person is a general partner of Asset Management Ventures Fund, L.P. ("AMVF L.L.P."), and has shared voting and dispositive power over the shares held by AMVF L.L.P. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3The reporting person is the president of Camp Lowell Partners, LLC ("Camp Lowell"), and has sole voting and dispositive power over the shares held by Camp Lowell. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4The reporting person's domestic partner is the trustee of the Amygdala Lange Trust. The reporting person disclaims beneficial ownership of such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.
F5The reporting person's domestic partner is the trustee of the Lange Minors' Trust. The reporting person disclaims beneficial ownership of such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.