SEC Form 4 · accession 0001567619-19-006758
Seritage Growth Properties · SRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth T Lombard
Officer — EVP, Chief Operating Officer
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 7:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001628063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1,F2 | Mar 8, 2019 | A | 3,179 | $0.00 | A | 5,851 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 8, 2020, March 8, 2021 and March 8, 2022.
- F2Includes 5,276 unvested Restricted Share Units, as of the date of this filing, after taking into account the transaction reported herein.