SEC Form 4 · accession 0001140361-18-035423
Seritage Growth Properties · SRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth T Lombard
Officer — EVP, Chief Operating Officer
Period of report
May 31, 2018
Accepted (ET)
Aug 3, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001628063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1,F2 | May 31, 2018 | A | 2,097 | $0.00 | A | 2,672 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of May 2, 2019, May 2, 2020 and May 2, 2021.
- F2Includes 2,097 unvested Restricted Share Units, as of the date of this filing.