SEC Form 4 · accession 0001140361-17-013264
Seritage Growth Properties · SRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew E Fernand
Officer — General Counsel and EVP
Period of report
Feb 27, 2017
Accepted (ET)
Mar 24, 2017 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001628063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1,F2 | Feb 27, 2017 | A | 3,593 | $0.00 | A | 14,496 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in three equal installments beginning on February 27, 2018.
- F2Includes 12,321 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.