SEC Form 4 · accession 0000899243-15-003268
Seritage Growth Properties · SRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Rottler
Officer — EVP of Operations
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001628063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Time-Vesting Restricted SharesF1 | Aug 13, 2015 | A | 2,501 | $0.00 | A | 2,501 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Vesting Restricted SharesF2 | $0.00 | Aug 13, 2015 | A | 2,501 | A | — | — | Class A common shares | 2,501 | 2,501 | D |
Explanation of responses
- F1This award will vest in three equal annual installments beginning on August 13, 2016.
- F2This award will vest based on the achievement of applicable performance goals.