SEC Form 4 · accession 0001209191-19-013620

Sailpoint Technologies Holdings, Inc. · SAIL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1On February 25, 2019, pursuant to a plan of disposition adopted on September 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), HRG 2009 Irrevocable Trust (the "Trust") sold 75,000 shares in multiple trades at prices ranging from $29.59 to $30.26. The price reported above reflects the weighted average sale price. The Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 125,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than October 31, 2019, regardless of whether the maximum of 125,000 shares in the aggregate have been sold.
• F2Mr. Greenfield may be deemed to have shared voting and investment power with respect to all of the shares of common stock and shared voting power but no investment power with respect to all of the shares of restricted stock held by the Trust. As such, Mr. Greenfield may be deemed to beneficially own all of the shares held by the Trust; however, Mr. Greenfield disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.