SEC Form 4 · accession 0001209191-19-006207
Sailpoint Technologies Holdings, Inc. · SAIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Arthur Beck
Officer — CAO and VP, Finance
Period of report
Jan 31, 2019
Accepted (ET)
Jan 31, 2019 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001627857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2019 | S | 41,600 | $28.1159 | D | 44,913 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 31, 2019, pursuant to a plan of disposition adopted on December 15, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Thomas Arthur Beck sold 41,600 shares in multiple trades at prices ranging from $28.00 to $28.40. The price reported above reflects the weighted average sale price. Mr. Beck hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 60,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than May 16, 2019, regardless of whether the maximum of 60,000 shares in the aggregate have been sold.
- F2Includes 625 shares acquired under the SailPoint Technologies Holdings, Inc. Employee Stock Purchase Plan on December 31, 2018.