SEC Form 4 · accession 0001209191-18-039436
Sailpoint Technologies Holdings, Inc. · SAIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Cameron McMartin
Officer — CFO and Treasurer
Period of report
Jun 25, 2018
Accepted (ET)
Jun 25, 2018 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001627857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 25, 2018 | S | 14,000 | $24.1021 | D | 523,287 | D | |
| Common StockF2 | Jun 25, 2018 | S | 1,000 | $25.144 | D | 522,287 | D | |
| Common StockF3,F4 | Jun 25, 2018 | S | 6,706 | $24.1013 | D | 500 | I | By Charles Wildermuth 2016 Trust |
| Common StockF5,F4 | Jun 25, 2018 | S | 500 | $25.136 | D | 0 | I | By Charles Wildermuth 2016 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 25, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McMartin sold 14,000 shares in multiple trades at prices ranging from $23.69 to $24.64. The price reported above reflects the weighted average sale price. Mr. McMartin hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 200,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than May 22, 2019, regardless of whether the maximum of 200,000 shares in the aggregate have been sold.
- F2On June 25, 2018, pursuant to the 10b5-1 Plan, Mr. McMartin sold 1,000 shares in multiple trades at prices ranging from $24.81 to $25.29. The price reported above reflects the weighted average sale price. Mr. McMartin hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 200,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than May 22, 2019, regardless of whether the maximum of 200,000 shares in the aggregate have been sold.
- F3On June 25, 2018, pursuant to a plan of disposition adopted on December 15, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Trust 10b5-1 Plan"), the Charles Wildermuth 2016 Trust U/A Dtd 12/18/2016 (the "Trust") sold 6,706 shares in multiple trades at prices ranging from $23.69 to $24.60. The price reported above reflects the weighted average sale price. The Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 21,616 shares may be sold in the aggregate under the Trust 10b5-1 Plan, which terminates no later than May 16, 2019, regardless of whether the maximum of 21,616 shares in the aggregate have been sold.
- F4Mr. McMartin is the trustee for the Trust, the beneficiary of which is a member of Mr. McMartin's immediate family. As such, Mr. McMartin may be deemed to beneficially own all of the shares held by the Trust; however, Mr. McMartin disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.
- F5On June 25, 2018, pursuant to the Trust 10b5-1 Plan, the Trust sold 500 shares in multiple trades at prices ranging from $24.81 to $25.29. The price reported above reflects the weighted average sale price. The Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 21,616 shares may be sold in the aggregate under the Trust 10b5-1 Plan, which terminates no later than May 16, 2019, regardless of whether the maximum of 21,616 shares in the aggregate have been sold.