SEC Form 4 · accession 0000899243-17-028891
Sailpoint Technologies Holdings, Inc. · SAIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Michael Pflaging
Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 15, 2017 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001627857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2017 | P | 3,500 | $14.70 | A | 11,763 | D | |
| Common StockF1 | holding | — | — | — | 172,062 | I | By MMJ Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Pflaging is a co-trustee for the MMJ Living Trust (the "Trust"), the beneficiary of which is an immediate family member of Mr. Pflaging's. As such, Mr. Pflaging may be deemed to beneficially own all of the shares held by the Trust; however, Mr. Pflaging disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.