SEC Form 4 · accession 0000899243-17-027519
Sailpoint Technologies Holdings, Inc. · SAIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Thoma Bravo, LLC
10% Owner
THOMA BRAVO FUND XI, L.P.
10% Owner
THOMA BRAVO FUND XI-A, L.P.
10% Owner
THOMA BRAVO EXECUTIVE FUND XI, L.P.
10% Owner
THOMA BRAVO PARTNERS XI, L.P.
10% Owner
Period of report
Nov 27, 2017
Accepted (ET)
Nov 28, 2017 · 8:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001627857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Nov 27, 2017 | S | 1,500,000 | $11.16 | D | 50,317,016 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of 984,067 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 494,223 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 21,710 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").
- F2Represents the offering price to the public of $12.00 per share, less the underwriters' discount of $0.84 per share.
- F3Consists of 33,010,236 shares held directly by TB Fund XI, 16,578,511 shares held directly by TB Fund XI-A and 728,269 shares held directly by TB Exec Fund XI.
- F4Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.