SEC Form 4 · accession 0001627515-18-000057

GOLUB CAPITAL INVESTMENT Corp

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman · Director · 10% Owner

Period of report

Sep 17, 2018

Accepted (ET)

Sep 19, 2018 · 2:10 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001627515

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001 per share^F1	Sep 17, 2018	P	55,815	$15.00	A	1,711,868	I	By GEMS Fund 4, L.P.
Common Stock, par value $0.001 per share^F2	holding	—	—		—	3,573,036	I	BY GEMS Fund, L.P.
Common Stock, par value $0.001 per share^F3	holding	—	—		—	1,004,906	I	By GCOP LLC

No Table II lines on this filing.

F1Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,711,867.531 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.
F2Due to his control of GEMS Fund, L.P., which directly owns 3,573,035.922 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P. except to the extent of his pecuniary interest therein.
F3Due to his control of and ownership interest in GCOP LLC, which directly owns 1,004,905.973 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.