SEC Form 3 · accession 0001144204-16-137059
GOLUB CAPITAL INVESTMENT Corp
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross Teune
Officer — CFO and Treasurer
Period of report
Nov 29, 2016
Accepted (ET)
Nov 29, 2016 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001627515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | holding | — | — | — | 531 | I | By GEMS Fund, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Owned indirectly by Mr. Teune through investments in GEMS Fund, L.P., which directly owns 3,071,998.500 shares of common stock.