SEC Form 3 · accession 0002139570-26-000002
CaliberCos Inc. · CWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Rosales
Officer — Interim CFO
Period of report
Jun 14, 2026
Accepted (ET)
Jun 23, 2026 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001627282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 3,528 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2,F3 | $20.00 | holding | — | — | — | Jun 1, 2025 | Jun 1, 2034 | Class A Common Stock | 142 | — | D |
| Employee Stock Options (right to buy)F2,F3 | $129.80 | holding | — | — | — | Oct 28, 2021 | Oct 28, 2030 | Class A Common Stock | 2,230 | — | D |
Explanation of responses
- F1Includes 1,447 unvested stock units ("RSUs") granted June 1, 2024, pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. RSUs vest 25% on the first anniversary of the date of grant and thereafter vest in equal installments over the following 36 months.
- F2Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan (the "Plan").
- F3Options vest 25% on the first anniversary of the date of grant and thereafter vest in equal installments over the following 36 months.