SEC Form 5 · accession 0000899243-17-003460
Corvus Pharmaceuticals, Inc. · CRVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Miller M.D.
Officer — President and CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001626971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par valueF1,F2 | Oct 28, 2016 | G | 50,000 | $0.00 | D | 1,027,293 | I | By Trust |
| Common Stock, $0.0001 par valueF1,F2 | Oct 28, 2016 | G | 50,000 | $0.00 | D | 977,293 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A portion of these shares is subject to a right of repurchase held by the Issuer.
- F2These shares are held by Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985 (the "Miller-Horning Trust"). Dr. Miller has shared voting, investment and dispositive power over the shares held by the Miller Horning Trust.