SEC Form 4/A · accession 0001639077-15-000003
XBiotech Inc. · XBIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Stecher
Officer — Medical Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 19, 2015 · 11:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001626878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 16, 2015 | M | 1,800 | $5.00 | A | 1,800 | D | |
| Common Shares | Nov 16, 2015 | S | 1,800 | $14.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $5.00 | Nov 16, 2015 | M | 1,800 | D | Aug 12, 2011 | Aug 12, 2020 | Common Shares | 1,800 | 58,200 | D |
Explanation of responses
- F1Options vested 25% over 4 years with initial vesting date of 8/12/2011
Remarks
The Form 4, as originally filed on November 18, 2015, incorrectly contained the name Ashley Otero as the signature of Reporting Person. The Form 4, as amended by this Form 4/A, correctly reflects the signature of Michael Stecher as Reporting Person.