SEC Form 4 · accession 0001209191-18-051927
PJT Partners Inc. · PJT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Cuminale
Officer — General Counsel
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001626115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 21, 2018 | G | 2,500 | $0.00 | D | 47,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Sep 19, 2018 | A | 22 | A | — | — | Class A Common Stock | 22 | 23,919 | D |
Explanation of responses
- F1This transaction involved a gift of securities from the reporting person to a charitable donor advised fund.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer Class A common stock.
- F3Represents dividend equivalent rights in connection with the Issuer's quarterly dividend that accrue to the reporting person in restricted stock units that vest at the same time(s) as the underlying restricted stock units.