SEC Form 4 · accession 0001209191-18-015921
PJT Partners Inc. · PJT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Cuminale
Officer — General Counsel
Period of report
Mar 1, 2018
Accepted (ET)
Mar 2, 2018 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001626115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 1, 2018 | M | 2,816 | — | A | 52,318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 1, 2018 | M | 2,816 | D | — | — | Class A Common Stock | 2,816 | 23,856 | D |
Explanation of responses
- F1Represents Class A common stock of the Issuer acquired upon settlement of a restricted stock unit award previously granted to the Reporting Person.
- F2Restricted stock units convert into shares of Class A common stock of the Issuer on a one-for-one basis.
- F3Restricted stock units previously granted by the Issuer to the Reporting Person as a long-term incentive award, which vest in three equal annual installments.