SEC Form 3 · accession 0001171843-17-000030
Till Capital Ltd. · TIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Patrick Lupien
Officer — Chief Financial Officer · Director
Period of report
Jan 1, 2017
Accepted (ET)
Jan 3, 2017 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001625584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Voting Shares | holding | — | — | — | 17,884 | I | By wife | |
| Restricted Voting Shares | holding | — | — | — | 29,500 | I | By Grant Lupien Trust | |
| Restricted Voting Shares | holding | — | — | — | 29,500 | I | By Troy Lupien Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $10.00 | holding | — | — | — | — | Aug 25, 2019 | Restricted Voting Shares | 4,000 | — | D |
| Stock Option (Right to Buy)F2,F3 | $7.00 | holding | — | — | — | — | Dec 1, 2021 | Restricted Voting Shares | 6,000 | — | D |
Explanation of responses
- F1The stock options are immediately exercisable.
- F2Prices shown are denominated in Canadian dollars.
- F3The options vest in four equal installments on June 1, 2017, December 1, 2017, June 1, 2018 and December 1, 2018.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney