SEC Form 4 · accession 0001209191-18-062920
PULSE BIOSCIENCES, INC. · PLSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Duggan
Director · 10% Owner
Period of report
Dec 13, 2018
Accepted (ET)
Dec 17, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001625101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2018 | X | 2,914,182 | $12.5658 | A | 8,776,604 | D | |
| Common StockF2 | Dec 13, 2018 | X | 232,044 | $12.5658 | A | 267,044 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person acquired the shares pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering, as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.
- F2Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.