SEC Form 4 · accession 0001209191-17-054063
PULSE BIOSCIENCES, INC. · PLSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Duggan
10% Owner
Period of report
Sep 24, 2017
Accepted (ET)
Sep 26, 2017 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001625101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 24, 2017 | P | 2,000,000 | $15.02 | A | 5,797,612 | D | |
| Common StockF1 | holding | — | — | — | 35,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.