SEC Form 4 · accession 0001209191-17-038858
PULSE BIOSCIENCES, INC. · PLSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darrin Uecker
Officer — CEO and President · Director
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001625101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2017 | A | 160,974 | $0.00 | A | 160,974 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $30.99 | Jun 7, 2017 | A | 187,286 | A | Jun 7, 2017 | Jun 7, 2027 | Common Stock | 187,286 | 187,286 | D |
| Stock Option (right to buy)F3 | $30.99 | Jun 7, 2017 | A | 195,000 | A | Jun 7, 2017 | Jun 7, 2027 | Common Stock | 195,000 | 195,000 | D |
Explanation of responses
- F1Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on June 1, 2018, subject to the Reporting Person's continued service as of that date.
- F2The shares subject to the option will vest in equal monthly installments over a four year period that began on June 21, 2016, subject to the Reporting Person's continued service through each vesting date.
- F3The shares subject to the option will vest in equal monthly installments over a four year period that began on February 15, 2017, subject to the Reporting Person's continued service through each vesting date.