SEC Form 4 · accession 0001209191-17-031602
PULSE BIOSCIENCES, INC. · PLSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Duggan
10% Owner
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001625101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 9, 2017 | P | 1,300 | $19.428 | A | 2,984,227 | D | |
| Common Stock | May 9, 2017 | P | 5,000 | $20.072 | A | 2,989,227 | D | |
| Common StockF2 | May 9, 2017 | P | 19,489 | $21.466 | A | 3,008,716 | D | |
| Common StockF3 | May 11, 2017 | P | 10,100 | $20.549 | A | 3,018,816 | D | |
| Common StockF4 | May 11, 2017 | P | 7,500 | $21.517 | A | 3,026,316 | D | |
| Common StockF5 | holding | — | — | — | 35,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is the weighted average purchase price of the shares, which ranged from $18.98 to $19.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F2This is the weighted average purchase price of the shares, which ranged from $21.153 to $21.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F3This is the weighted average purchase price of the shares, which ranged from $20.451 to $20.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F4This is the weighted average purchase price of the shares, which ranged from $21.47 to $21.737 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F5Shares are held by Genius Accelerated LLC, of which the Reporting Person is the sole member and beneficiary.