SEC Form 4 · accession 0001209191-17-027595
PULSE BIOSCIENCES, INC. · PLSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Duggan
10% Owner
Period of report
Apr 17, 2017
Accepted (ET)
Apr 19, 2017 · 7:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001625101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 17, 2017 | P | 22,900 | $23.152 | A | 2,601,850 | D | |
| Common StockF2 | Apr 17, 2017 | P | 10,500 | $24.342 | A | 2,612,350 | D | |
| Common StockF3 | Apr 17, 2017 | P | 73,900 | $25.388 | A | 2,686,250 | D | |
| Common StockF4 | Apr 18, 2017 | P | 33,819 | $25.058 | A | 2,720,069 | D | |
| Common StockF5 | Apr 18, 2017 | P | 28,000 | $26.021 | A | 2,748,069 | D | |
| Common StockF6 | Apr 19, 2017 | P | 32,990 | $22.235 | A | 2,781,059 | D | |
| Common StockF7 | Apr 19, 2017 | P | 53,228 | $23.284 | A | 2,834,287 | D | |
| Common StockF8 | Apr 19, 2017 | P | 26,000 | $24.348 | A | 2,860,287 | D | |
| Common StockF9 | Apr 19, 2017 | P | 37,905 | $25.374 | A | 2,898,192 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is the weighted average purchase price of the shares, which ranged from $22.925 to $23.913 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F2This is the weighted average purchase price of the shares, which ranged from $23.97 to $24.918 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F3This is the weighted average purchase price of the shares, which ranged from $24.982 to $25.815 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F4This is the weighted average purchase price of the shares, which ranged from $24.66 to $25.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F5This is the weighted average purchase price of the shares, which ranged from $25.75 to $26.651 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F6This is the weighted average purchase price of the shares, which ranged from $21.835 to $22.83 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F7This is the weighted average purchase price of the shares, which ranged from $22.84 to $23.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F8This is the weighted average purchase price of the shares, which ranged from $23.966 to $24.55 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F9This is the weighted average purchase price of the shares, which ranged from $25.134 to $25.90 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.