SEC Form 4 · accession 0001209191-17-021890
PULSE BIOSCIENCES, INC. · PLSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Duggan
10% Owner
Period of report
Mar 16, 2017
Accepted (ET)
Mar 20, 2017 · 9:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001625101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2017 | P | 1,120 | $22.535 | A | 2,174,479 | D | |
| Common StockF2 | Mar 16, 2017 | P | 69,162 | $24.144 | A | 2,243,641 | D | |
| Common StockF3 | Mar 16, 2017 | P | 3,500 | $24.933 | A | 2,247,141 | D | |
| Common StockF4 | Mar 17, 2017 | P | 25,859 | $24.071 | A | 2,273,000 | D | |
| Common StockF5 | Mar 18, 2017 | P | 105,486 | $23.009 | A | 2,378,486 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is the weighted average purchase price of the shares, which ranged from $22.45 to $23.248 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F2This is the weighted average purchase price of the shares, which ranged from $23.66 to $24.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F3This is the weighted average purchase price of the shares, which ranged from $24.89 to $24.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F4This is the weighted average purchase price of the shares, which ranged from $23.71 to $24.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F5This is the weighted average purchase price of the shares, which ranged from $22.40 to $23.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.