SEC Form 4 · accession 0001094891-15-000374
E-Compass Acquisition Corp. · ECAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Xu
Officer — CEO, Chairman, Director · Director
Period of report
Dec 28, 2015
Accepted (ET)
Dec 30, 2015 · 10:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001625042
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Dec 28, 2015 | S | 200,000 | $0.02 | D | 200,000 | I | By Lodestar Investment Holdings I LLC |
| Ordinary SharesF2,F1 | holding | — | — | — | 310,000 | I | By Lodestar Investment Holdings I LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Xu has voting and disposition power over shares held by Lodestar Investment Holdings I LLC
- F2Represents shares underlying units of the Issuer.