SEC Form 3 · accession 0001094891-15-000311
E-Compass Acquisition Corp. · ECAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Aug 18, 2015
Accepted (ET)
Nov 12, 2015 · 1:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001625042
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary ShareF1 | holding | — | — | — | 2,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to Receive Ordinary SharesF1,F2,F3 | — | holding | — | — | — | — | — | Ordinary Shares | 200,000 | — | D |
Explanation of responses
- F1Represents securities underlying 2,000,000 units of the Issuer. Each unit ("Unit") consists of one ordinary share and one right ("Right").
- F2Each Right entitles the holder to receive one-tenth (1/10) of one ordinary share of the Issuer upon consummation of the Issuer's initial business combination for no additional consideration.
- F3If the Issuer fails to consummate an initial business combination by February 18, 2017, the Issuer will be dissolved and the Rights will expire worthless.