SEC Form 4 · accession 0001094891-15-000305
E-Compass Acquisition Corp. · ECAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chen Liu
Officer — President, Director · Director
Period of report
Oct 14, 2015
Accepted (ET)
Oct 16, 2015 · 9:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001625042
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Oct 14, 2015 | J | 60,000 | — | D | 400,000 | I | By Handy Global Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F160,000 shares were compulsorily repurchased by the Issuer in connection with the underwriters' election not to exercise the over-allotment option, as described in the Issuer's registration statement on Form S-1.
- F2Mr. Liu has voting and disposition power over shares held by Handy Global Limited.