SEC Form 4 · accession 0001062993-17-000916
E-Compass Acquisition Corp. · ECAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Polar Asset Management Partners Inc.
10% Owner
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 1:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001625042
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary shares, par value $0.0001 per shareF1 | Feb 10, 2017 | S | 100 | $11.54 | D | 737,064 | I | See footnote |
| Ordinary shares, par value $0.0001 per shareF1 | Feb 10, 2017 | J | 737,064 | $10.40 | D | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
- F2The Ordinary Shares were redeemed for cash upon the Issuer's completion of its initial business combination at a price of $10.40 per Ordinary Share.