SEC Form 4 · accession 0001062993-15-004990
E-Compass Acquisition Corp. · ECAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Polar Securities Inc.
10% Owner
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001625042
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary shares, $0.0001 par value per shareF1 | Sep 9, 2015 | S | 6,180 | $10.15 | D | 783,820 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11. Polar Securities Inc. ("PSI") serves as investment manager to North Pole Capital Master Fund, a Cayman Islands exempted company ("NPM") and has sole voting and investment discretion with respect to the securities reported herein which are held by NPM. PSI disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that PSI is the beneficial owner of the securities reported herein for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of PSI's pecuniary interest therein.