SEC Form 4 · accession 0001209191-18-046225
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacqueline B Kosecoff
Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 10, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par value | Aug 9, 2018 | A | 1,525 | $0.00 | A | 1,525 | D | |
| Ordinary Shares, 10 pence par valueF1 | Aug 9, 2018 | F | 265 | $114.74 | D | 1,260 | D | |
| Ordinary Shares, 10 pence par valueF2 | holding | — | — | — | 41,570 | I | See Footnote Below |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F3 | $114.74 | Aug 9, 2018 | A | 436 | A | — | Aug 9, 2028 | Ordinary Shares | 436 | 436 | D |
| Career Restricted Stock UnitsF4,F5 | — | Aug 9, 2018 | A | 108 | A | — | — | Ordinary Shares | 108 | 3,184 | D |
Explanation of responses
- F1Represents the number of ordinary shares withheld to satisfy taxes.
- F2These ordinary shares are held in a revocable family trust of the Reporting Person and the Reporting Person's spouse, as Co-Trustees.
- F3These nonqualified stock options are fully vested and are exercisable immediately.
- F4Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.
- F5These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.