SEC Form 4 · accession 0001209191-18-035142
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen L Burton
Officer — VP, Controller & CAO
Period of report
May 31, 2018
Accepted (ET)
Jun 4, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par valueF1,F2 | May 31, 2018 | A | 1,332 | $0.00 | A | 8,404 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $114.22 | May 31, 2018 | A | 7,900 | A | — | May 31, 2028 | Ordinary Shares | 7,900 | 7,900 | D |
Explanation of responses
- F1All 1,332 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 1,332 on May 31, 2022.
- F27,016 of these shares are restricted and vest as follows: 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; and 1,332 on May 31, 2022.
- F3This option becomes exercisable as follows: 1,975 on May 31, 2019; 1,975 on June 1, 2020; 1,975 on June 1, 2021 and 1,975 on May 31, 2022.