SEC Form 4 · accession 0001209191-18-034747

STERIS plc · STE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, Gen Counsel, and Sec.

Period of report

May 30, 2018

Accepted (ET)

Jun 1, 2018 · 4:56 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001624899

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares, 10 pence par value^F1	May 30, 2018	F	686	$104.57	D	27,160	D
Ordinary Shares, 10 pence par value^F2,F3	May 31, 2018	A	3,636	$0.00	A	30,796	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$114.22	May 31, 2018	A	21,536	A	—	May 31, 2028	Ordinary Shares	21,536	21,536	D

F1686 shares were withheld from the 2,252 restricted shares that vested on May 30, 2018. These 686 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 2,252 shares were awarded to Mr. Zangerle on May 30, 2014 as part of an award of 2,252 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2018.
F2All 3,636 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 3,636 on May 31, 2022.
F319,136 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,000 on May 28, 2019; 4,000 on October 1, 2019; 2,500 on June 1, 2020; 6,000 on June 1, 2021 and 3,636 on May 31, 2022.
F4This option becomes exercisable as follows: 5,384 on May 31, 2019; 5,384 on June 1, 2020; 5,384 on June 1, 2021 and 5,384 on May 31, 2022.