SEC Form 4 · accession 0001209191-18-034745

STERIS plc · STE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. Vice Pres., CFO

Period of report

May 30, 2018

Accepted (ET)

Jun 1, 2018 · 4:55 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001624899

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares, 10 pence par value^F1	May 30, 2018	F	1,370	$104.57	D	46,218	D
Ordinary Shares, 10 pence par value^F2,F3	May 31, 2018	A	4,240	$0.00	A	50,458	D
Ordinary Shares, 10 pence par value^F4	holding	—	—		—	3,369	I	See Footnote Below.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F5	$114.22	May 31, 2018	A	46,664	A	—	May 31, 2028	Ordinary Shares	46,664	46,664	D

F11,370 shares were withheld from the 4,500 restricted shares that vested on May 30, 2018. These 1,370 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 4,500 shares were awarded to Mr. Tokich on May 30, 2014 as part of an award of 4,500 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2018.
F2All 4,240 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 4,240 on May 31, 2022.
F325,940 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 7,000 on May 28, 2019; 4,000 on October 1, 2019; 4,700 on June 1, 2020; 6,000 on June 1, 2021; and 4,240 on May 31, 2022.
F4Units representing 3,369 ordinary share equivalents are held on behalf of the Reporting Person under the STERIS Corporation 401(k) Plan as of May 31, 2018.
F5This option becomes exercisable as follows: 11,666 on May 31, 2019; 11,666 on June 1, 2020; 11,666 on June 1, 2021 and 11,666 on May 31, 2022.