SEC Form 4 · accession 0001209191-18-034724
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michiel deZwaan
Officer — V.P., Human Resources & CHRO
Period of report
May 31, 2018
Accepted (ET)
Jun 1, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par valueF1,F2 | May 31, 2018 | A | 2,520 | $0.00 | A | 5,898 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $114.22 | May 31, 2018 | A | 14,932 | A | — | May 31, 2028 | Ordinary Shares | 14,932 | 14,932 | D |
Explanation of responses
- F1All 2,520 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,520 on May 31,2022.
- F2All 5,898 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,378 on October 4, 2021 and 2,520 on May 31, 2022.
- F3This option becomes exercisable as follows: 3,733 on May 31, 2019; 3,733 on June 1, 2020; 3,733 on June 1, 2021 and 3,733 on May 31, 2022.