SEC Form 4 · accession 0001209191-18-034710
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adrian Vincent Coward
Officer — Sr. V P, Healthcare Spec Serv
Period of report
May 31, 2018
Accepted (ET)
Jun 1, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par valueF1,F2 | May 31, 2018 | A | 1,424 | $0.00 | A | 23,823 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $114.22 | May 31, 2018 | A | 15,680 | A | — | May 31, 2028 | Ordinary Shares | 15,680 | 15,680 | D |
Explanation of responses
- F1All 1,424 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 1,424 on May 31, 2022.
- F210,452 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 6,028 on October 1, 2019; 3,000 on June 1, 2021 and 1,424 on May 31, 2022.
- F3This option becomes exercisable as follows: 3,920 on May 31, 2019; 3,920 on June 1, 2020; 3,920 on June 1, 2021 and 3,920 on May 31, 2022.