SEC Form 4 · accession 0001209191-18-034413
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohsen Sohi
Director
Period of report
May 30, 2018
Accepted (ET)
May 31, 2018 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par value | May 30, 2018 | M | 3,609 | $28.08 | A | 25,302 | D | |
| Ordinary Shares, 10 pence par valueF1 | May 30, 2018 | S | 3,609 | $105.01 | D | 21,693 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F2 | $28.08 | May 30, 2018 | M | 3,609 | D | — | Jul 31, 2019 | Ordinary Shares | 3,609 | 0 | D |
Explanation of responses
- F1This represents the average sales price of the shares sold. The actual sales prices ranged from $105.00 per share to $105.04 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these two sales prices.
- F2This option to purchase 3,609 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 3,609 STERIS Corporation common shares for $28.08 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.