SEC Form 4 · accession 0001209191-18-034405
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Bardwell
Officer — Sr.V. P. & C.C.O.
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par valueF1 | May 29, 2018 | F | 181 | $103.97 | D | 16,505 | D | |
| Ordinary Shares, 10 pence par valueF2 | May 30, 2018 | F | 224 | $104.57 | D | 16,281 | D | |
| Ordinary Shares, 10 pence par valueF3,F4 | May 30, 2018 | F | 150 | $104.57 | D | 16,131 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1181 shares were withheld from the 625 restricted shares that vested on May 29, 2018. These 181 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 625 ordinary shares were awarded to Ms. Bardwell on August 10, 2015 as part of an award of 2,500 restricted shares. These vested shares were valued at the NYSE closing market price on May 29, 2018. The remaining restrictions on these ordinary shares lapse as follows: 625 on May 28, 2019.
- F2224 shares were withheld from the 750 restricted shares that vested on May 30, 2018. These 224 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 750 ordinary shares were awarded to Ms. Bardwell on May 30, 2014 as part of an award of 3,000 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2018.
- F3150 shares were withheld from the 500 restricted shares that vested on May 30, 2018. These 150 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 500 ordinary shares were awarded to Ms. Bardwell on May 30, 2017 as part of an award of 2,000 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2018. The remaining restrictions on these ordinary shares lapse as follows: 500 on May 30, 2019; 500 on May 30, 2020 and 500 on May 30, 2021.
- F44,375 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 500 on June 1, 2018; 375 on October 1, 2018; 625 on May 28, 2019; 500 on May 30, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020 and 500 on June 1, 2021.