SEC Form 4 · accession 0001209191-18-025579
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sudhir K Pahwa
Officer — Sr. V.P., IPT
Period of report
Apr 17, 2018
Accepted (ET)
Apr 19, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par valueF2,F3 | Apr 17, 2018 | S | 1,894 | $97.11 | D | 17,700 | D | |
| Ordinary Shares, 10 pence par valueF4,F3 | Apr 18, 2018 | S | 87 | $97.09 | D | 17,613 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These sales of a total of 1,981 ordinary shares are pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 2, 2017.
- F2This represents the weighted average sales price of the 1,894 shares sold in the open market. The actual sales prices ranged from $97.00 per share to $97.23 per share. The Reporting Person, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of the separate sales prices.
- F38,125 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 750 on May 28, 2018; 750 on May 30, 2018; 1,250 on May 30, 2018; 625 on June 1, 2018; 750 on October 1, 2018; 750 on May 28, 2019; 1,250 on May 30, 2019; 625 on June 3, 2019; 750 on October 1, 2019 and 625 on June 1, 2020.
- F4This represents the weighted average sales price of the 87 shares sold in the open market. The actual sales prices ranged from $97.00 per share to $97.35 per share. The Reporting Person, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of the separate sales prices.