SEC Form 4 · accession 0001209191-18-023702
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen L Burton
Officer — VP, Controller & CAO
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par valueF1,F2 | Apr 2, 2018 | F | 293 | $91.02 | D | 8,244 | D | |
| Ordinary Shares, 10 pence par valueF3 | holding | — | — | — | 324 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1293 shares were withheld from the 1,000 restricted shares that vested on April 2, 2018. These 293 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 1,000 ordinary shares were awarded to Ms. Burton on March 31, 2014. These vested shares were valued at the NYSE closing market price on April 2, 2018.
- F26,656 of these shares are restricted and vest as follows: 972 on May 30, 2018; 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020 and 3,000 on June 1, 2021.
- F3Based on closing price of $91.02 per share on April 2, 2018.