SEC Form 4/A · accession 0001209191-18-017725
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard Martin Steeves
Director
Period of report
Nov 2, 2015
Accepted (ET)
Mar 7, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par valueF1,F2,F3 | Nov 2, 2015 | A | 58,953 | — | A | 58,953 | I | See Footnote Below. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The original filing erroneously reported an incorrect number of shares held in the self invested personal pension plan. The Form 4 filed 11/02/2015 listed 57,962 shares, when it should have been 58,953 shares.
- F2Represents ordinary shares of STERIS plc ("New STERIS") acquired pursuant to New STERIS' acquisition of Synergy Health plc by commencing a "recommended offer" under English law (the "Merger"). At the effective time of the Merger, each ordinary share of Synergy Health plc was cancelled and converted into the right to receive 0.4308 New STERIS ordinary shares.
- F3These ordinary shares are held in a self invested personal pension plan.