SEC Form 4 · accession 0001209191-17-048609
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohsen Sohi
Director
Period of report
Aug 9, 2017
Accepted (ET)
Aug 11, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 0.10 par value | Aug 9, 2017 | A | 782 | $0.00 | A | 21,816 | D | |
| Ordinary Shares, 0.10 par value | Aug 9, 2017 | F | 123 | $86.23 | D | 21,693 | D | |
| Ordinary Shares, 0.10 par value | Aug 9, 2017 | M | 2,744 | $34.17 | A | 24,437 | D | |
| Ordinary Shares, 0.10 par valueF1 | Aug 9, 2017 | S | 2,744 | $85.98 | D | 21,693 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F2 | $86.23 | Aug 9, 2017 | A | 4,058 | A | — | Aug 9, 2027 | Ordinary Shares | 4,058 | 4,058 | D |
| Career Restricted Stock UnitsF3,F4 | — | Aug 9, 2017 | A | 231 | A | — | — | Ordinary Shares | 231 | 231 | D |
| Director Stock Option (right to buy)F5 | $34.17 | Aug 9, 2017 | M | 2,744 | D | — | Jul 31, 2018 | Ordinary Shares | 2,744 | 0 | D |
Explanation of responses
- F1This represents the average sales price of the shares sold. The actual sales prices ranged from $85.975 per share to $86.00 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these two sales prices.
- F2These nonqualified stock options are fully vested and are exercisable immediately.
- F3Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.
- F4These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.
- F5This option to purchase 2,744 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 2,744 STERIS Corporation common shares for $34.17 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.