SEC Form 4 · accession 0001209191-17-039184
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Loyal W Wilson
Director
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par value | Jun 8, 2017 | M | 1,290 | $27.68 | A | 27,115 | D | |
| Ordinary Shares, 10 pence par value | Jun 8, 2017 | M | 2,097 | $27.68 | A | 29,212 | D | |
| Ordinary Shares, 10 pence par valueF1 | Jun 8, 2017 | F | 725 | $80.10 | D | 28,487 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F2 | $27.68 | Jun 8, 2017 | M | 1,290 | D | — | Jul 27, 2017 | Ordinary Shares, | 3,387 | 2,097 | D |
| Director Stock Option (right to buy)F2 | $27.68 | Jun 8, 2017 | M | 2,097 | D | — | Jul 27, 2017 | Ordinary Shares, | 2,097 | 0 | D |
Explanation of responses
- F1Net - Cashless Stock Option Exercise - Options to Purchase 725 shares were surrendered to the Company for payment of the option price. Options surrendered were valued based on the Company stock closing market price on the NYSE on the day on which the Net - Cashless Stock Option Exercise occurred.
- F2This option to purchase 3,387 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 3,387 STERIS Corporation common shares for $27.68 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.