SEC Form 4 · accession 0001209191-17-036818

STERIS plc · STE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, CFO & Treasurer

Period of report

May 30, 2017

Accepted (ET)

Jun 1, 2017 · 4:46 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001624899

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares, 10 pence par value^F1	May 30, 2017	A	6,000	$0.00	A	50,506	D
Ordinary Shares, 10 pence par value^F2,F3	May 31, 2017	F	2,918	$77.56	D	47,588	D
Ordinary Shares, 10 pence par value^F4	holding	—	—		—	3,326	I	See Footnote Below.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F5	$77.07	May 30, 2017	A	32,000	A	—	May 30, 2027	Ordinary Shares	32,000	32,000	D

F1All 6,000 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 6,000 on June 1, 2021.
F22,918 shares were withheld from the 7,000 restricted shares that vested on May 31, 2017. These 2,198 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 7,000 ordinary shares were awarded to Mr. Tokich on May 30, 2013. These vested shares were valued at the NYSE closing market price on May 31, 2017.
F326,200 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,500 on May 30, 2018; 7,000 on May 28, 2019; 4,000 on October 1, 2019; 4,700 on June 1, 2020 and 6,000 on June 1, 2021.
F4Units representing 3,326 ordinary share equivalents are held on behalf of the Reporting Person under the STERIS Corporation 401(k) Plan as of May 31, 2017.
F5This option becomes exercisable as follows: 8,000 on May 30, 2018; 8,000 on May 30, 2019; 8,000 on June 1, 2020 and 8,000 on June 1, 2021.