SEC Form 4 · accession 0001209191-17-036808
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gulam Amjad Khan
Officer — Sr. V.P., Procedural Solutions
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par valueF1,F2 | May 30, 2017 | A | 4,500 | $0.00 | A | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $77.07 | May 30, 2017 | A | 15,000 | A | — | May 30, 2027 | Ordinary Shares | 15,000 | 15,000 | D |
Explanation of responses
- F1All 4,500 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,500 on June 1, 2021.
- F2All 14,000 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 7,000 on May 28, 2019; 2,500 on June 1, 2020 and 4,500 on June 1, 2021.
- F3This option becomes exercisable as follows: 3,750 on May 30, 2018; 3,750 on May 30, 2019; 3,750 on June 1, 2020 and 3,750 on June 1, 2021.