SEC Form 4 · accession 0001209191-17-035870
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sudhir K Pahwa
Officer — Sr. V.P., IPT
Period of report
May 25, 2017
Accepted (ET)
May 26, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par valueF1,F2,F3 | May 25, 2017 | S | 800 | $77.28 | D | 22,588 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale of a total of 800 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 17, 2016.
- F2This represents the average sales price of the 800 shares sold in the open market. The actual sales prices ranged from $77.00 per share to $77.42 per share. The Reporting Person, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of the separate sales prices.
- F39,575 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 750 on May 30, 2017; 750 on May 30, 2017; 1,075 on May 31, 2017; 625 on June 1, 2017; 750 on October 2, 2017; 750 on May 30, 2018; 750 on May 28, 2018; 625 on June 1, 2018; 750 on October 1, 2018 750 on May 28, 2019; 625 on June 3, 2019; 750 on October 1, 2019 and 625 on June 1, 2020.