SEC Form 4 · accession 0001209191-17-031988
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Wood
Director
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 pence par value | May 10, 2017 | M | 3,387 | $27.68 | A | 33,518 | D | |
| Ordinary Shares, 10 pence par valueF1 | May 10, 2017 | S | 3,387 | $75.95 | D | 30,131 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F2 | $27.68 | May 10, 2017 | M | 3,387 | D | — | Jul 27, 2017 | Ordinary Shares | 3,387 | 0 | D |
Explanation of responses
- F1This represents the average sales price of the 3,387 shares sold in the open market. The actual sales prices ranged from $75.93 per share to $76.01 per share. The Reporting Person, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of the separate sales prices.
- F2This option to purchase 3,387 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 3,387 STERIS Corporation common shares for $27.68 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.