SEC Form 4 · accession 0001209191-17-015893
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacqueline B Kosecoff
Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 0.10 par value | Feb 27, 2017 | M | 3,387 | $27.68 | A | 3,387 | D | |
| Ordinary Shares, 0.10 par value | Feb 27, 2017 | D | 3,387 | $70.445 | D | 0 | D | |
| Ordinary Shares, 0.10 par valueF1 | holding | — | — | — | 40,340 | I | See Footnote Below. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F2 | $27.68 | Feb 27, 2017 | M | 3,387 | D | — | Jul 27, 2017 | Ordinary Shares | 3,387 | 0 | D |
Explanation of responses
- F1These ordinary shares are held in a revocable family trust of the Reporting Person and the Reporting Person's spouse, as Co-Trustees. 10,038 of these Ordinary Shares were previously shown as being held directly by the Reporting Person but had been moved to this trust.
- F2These nonqualified stock options are fully vested and were exercisable immediately upon grant.