SEC Form 4 · accession 0001209191-17-011530

STERIS plc · STE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, Controller & CAO

Period of report

Feb 14, 2017

Accepted (ET)

Feb 16, 2017 · 4:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001624899

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares, 0.10 par value^F1,F2	Feb 14, 2017	M	475	$30.84	A	9,201	D
Ordinary Shares, 0.10 par value^F2	Feb 14, 2017	S	475	$67.69	D	8,726	D
Ordinary Shares, 0.10 par value^F1,F2	Feb 14, 2017	M	500	$31.87	A	9,226	D
Ordinary Shares, 0.10 par value^F2	Feb 14, 2017	S	500	$67.69	D	8,726	D
Ordinary Shares, 0.10 par value^F3	holding	—	—		—	318	I	By 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$30.84	Feb 14, 2017	M	475	D	—	May 21, 2018	Ordinary Shares	475	0	D
Employee Stock Option (right to buy)^F5	$31.87	Feb 14, 2017	M	500	D	—	May 20, 2020	Ordinary Shares	500	3,300	D

F1This exercise and sale of a total of 975 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on December 5, 2016.
F25,956 of these shares are restricted and vest as follows: 1,300 on May 31, 2017; 1,000 on April 2, 2018; 972 on May 30, 2018; 764 on May 28, 2019; 700 on October 1, 2019 and 1,220 on June 1, 2020.
F3Based on closing price of February 14, 2017.
F4This option was granted as part of an award of 2,100 ordinary shares, 1,625 of which have previously been exercised.
F5This option was granted on May 20, 2010 and is fully vested.