SEC Form 4 · accession 0001209191-16-152306
STERIS plc · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Adam Zangerle
Officer — VP, Gen Counsel, and Sec.
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001624899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 0.10 par valueF1,F2 | Nov 28, 2016 | F | 477 | $66.87 | D | 23,489 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1477 shares were withheld from the 1,000 restricted shares that vested on November 28, 2016. These 477 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These vested shares were valued at the NYSE closing market price on November 28, 2016.
- F216,752 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 5,000 on May 31, 2017; 2,252 on May 30, 2018; 3,000 on May 28, 2019; 2,500 on June 1, 2020 and 4,000 on October 1, 2019.